J.D. Williams focuses her practice on advising U.S. registered investment companies, including mutual funds and exchange-traded funds, and their investment advisers on a wide variety of regulatory, compliance and business matters. She has a strong ability to connect and build relationships with clients and understands the importance of aligning legal advice with their business goals.
Investment Management Experience
J.D. has significant experience with key regulations such as the Investment Company Act and Investment Advisers Act. Her work involves preparing SEC filings, coordinating regulatory compliance, handling SEC inquiries and developing compliance systems. She also drafts and negotiates investment management agreements, supports mutual fund boards, and tracks regulatory changes to ensure ongoing compliance. J.D. is adept at understanding client’s business objectives, clearly communicating legal requirements, and responding quickly, collaboratively and strategically to challenges.
Prior Experience
Following law school, J.D. was a legal fellow at T. Rowe Price, where she gained inside counsel experience, identifying business needs and providing clients with tailored strategies.
Personal Interests
In her free time, J.D. enjoys Pilates, dancing, reading and traveling.
Education
